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    Securities division settles with Stifel Nicolaus (access required)

    by Amy Gillentine

    Published: January 4,2010

    Time posted: 11:25 am

    Tags: auction rate securities, Colorado Division of Securities, Sifel Nicolaus and Co.

    Stifel Nicolaus and Co. will accelerate its repurchase of auction rate securities for all of its investors holding less than $150,000 by December 2010. Every Colorado investor with Stifel will receive at least a partial payout no later than Jan. 15, according to the terms of an agreement  worked out with the Colorado Division of Securities. Stifel will ...





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