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Posts Tagged ‘Ameritrade’

State, Ameritrade reach settlement (access required)

by Amy Gillentine Published: May 26,2010

Tags: Ameritrade, auction rate securities, Division of Securities, settlement

The Colorado Division of Securities has reached a $2.9 million settlement with TD Ameritrade. Under the agreement, Ameritrade will buy back $2.9 million worth of auction rate securities from retail Colorado investors who found themselves unable to sell their securities after they’d been frozen in the auction rate securities market. The settlement – the tenth [...] [...]

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