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The Colorado Division of Securities has settled an eighth case against companies who dealt in auction rate securities. Deutsche Bank securities will buy back $21.4 million worth of securities from retail Colorado investors who found themselves unable to sell securities after the market was frozen. Deutsche joins Citigroup Global Markets, Bank of America Securities, Credit… Continue Reading Division settles 8th auction rate securities case

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Stifel Nicolaus and Co. will accelerate its repurchase of auction rate securities for all of its investors holding less than $150,000 by December 2010. Every Colorado investor with Stifel will receive at least a partial payout no later than Jan. 15, according to the terms of an agreement  worked out with the Colorado Division of Securities.… Continue Reading Securities division settles with Stifel Nicolaus

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Credit Suisse settles with Colo. investors

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The Colorado Division of Securities has settled with a second company that has agreed to buy back $79.4 million worth of auction rate securities from Colorado investors. Credit Suisse Securities LLC made the agreement with the division just days after a similar settlement with J.P. Morgan Chase & Co. The settlement ended an investigation by… Continue Reading Credit Suisse settles with Colo. investors

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The Colorado Securities Commissioner has sanctioned a Chicago company that was accused of selling unregistered securities. The commissioner said that GHP Capital Corporation and its president George Just had been approaching potential investors, usually by phone, who had no prior contact with the company and were not expecting to be solicited. The real estate company received a… Continue Reading Chicago company accused of soliciting Colorado investors by phone

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