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Posts Tagged ‘Dept. of Regulatory Agencies’

Commissioner agrees to auction rate securities settlement with Wells Fargo Investments

by Rebecca Tonn Published: July 30,2010

Tags: Dept. of Regulatory Agencies

The Colorado Division of Securities has agreed to an auction rate securities settlement with Wells Fargo Investments. Under terms of the consent order, Wells Fargo Investments agreed to offer to buy back $34.6 million worth of auction rate securities from Colorado investors. Some investors who purchased the securities through Wells Fargo Investments were unable to [...] [...]

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