Home » Posts tagged with » Fred Joseph

Aurora stockbroker charged with fraud

A former stockbroker in Aurora has been charged with defrauding investors in a $400,000 investment scheme, said Securities Commissioner Fred Joseph. The commissioner alleges that Ricky Meyer lured his investment advisory clients into investing in his companies, Journey Financial Partners and JFP Group Benefits, with promises that their investment funds would be used to purchase… Continue Reading Aurora stockbroker charged with fraud

  The Colorado Securities Commission suspended the license of Bottom Line Results, a Woodland Park-based securities and mortgage brokerage firm.   Richard Roop, president of the company, also received a suspended license, according to Fred Joseph, securities commissioner.   The order was based on a summary suspension action initiated by the division staff in May.… Continue Reading Securities Commission suspends license of Woodland Park securities firm

Continue reading …

A Colorado publishing company and its owner have been sanctioned by the state’s Securities Commission. Katana Financial Group and Adam Dennis Paplow, both of Littleton, are accused of allegedly violating the securities registration and anti-fraud provisions of the Colorado Securities act, said Commissioner Fred Joseph. The staff of the Colorado Division of Securities said that… Continue Reading State sanctions publishing company and owner for securities violations

Continue reading …

State sanctions investment company

Comments Off

A California company has been sanctioned by the Colorado Division of Securities  for allegedly violating state law. The company named in the cease-and-desist order is BB&M International Corp. Also named are AmIraq Fund and the CEO of both companies, William Burbank.  The companies are headquartered in Coronado, Calif. The division alleges that Burbank was promoting… Continue Reading State sanctions investment company

Continue reading …

Two California companies are no longer allowed to sell securities in Colorado after Colorado Securities Commissioner Fred Joseph issued a final cease-and-desist order against them. Energy and Environment Investments, it’s manager, Energy and Environment Inc., the president, CEO and manager of both companies, Amir Sandari and their sales agent, all of Costa Mesa, Calif., were… Continue Reading California companies sanctioned for securities violations

Continue reading …

A Texas oil and gas company has been given a cease and desist order for allegedly violating securities registration and licensing provisions of the Colorado Securities Act in connection with the offer of securities in and from Colorado. The Mieka Corp.,  of Dallas, its managing director, Daro Blankenship, and Stephen Romo, one of Mieka’s sales… Continue Reading Texas oil company ordered to stop selling securities in Colo.

Continue reading …

Christopher Yates and his company, CM Yates Inc., received a final “cease and desist” order from the Colorado Securities Commissioner for violating the securities registration provisions of Colorado law. Commissioner Fred Joseph said Yates offered securities to Colorado investors by advertising on the internet and through mass e-mailing. Yates sought Colorado investors for investment property… Continue Reading Securities division issues cease order to Colorado man

Continue reading …

The Colorado Securities Commissioner has sanctioned a Chicago company that was accused of selling unregistered securities. The commissioner said that GHP Capital Corporation and its president George Just had been approaching potential investors, usually by phone, who had no prior contact with the company and were not expecting to be solicited. The real estate company received a… Continue Reading Chicago company accused of soliciting Colorado investors by phone

Continue reading …