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Posts Tagged ‘law violations’

State revokes license of Texas securities company

by Amy Gillentine Published: October 26,2011

Tags: Colorado Division of Securities, law violations, unregistered securities

The state has revoked the license of a Texas-based securities brokerage firm, according to the Colorado Banking and Securities Commission. O&G Securities was sanctioned as a result of a state investigation that alleged the company was illegally offering unregistered securities to Colorado investors. One of its principals, Mary Martha Simpson, also had her license revoked. [...] [...]

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