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Posts Tagged ‘Morgan Stanley and Co.’

Colo. securities division reaches settlement with Morgan Stanley

by Rebecca Tonn Published: March 15,2011

Tags: Colorado Division of Securities, Morgan Stanley and Co.

A settlement has been reached between Morgan Stanley & Co. and the Colorado Division of Securities. Morgan Stanley has agreed to buy back more than $127 million worth of auction rate securities from Colorado investors. State securities regulators investigated the company after allegations that Morgan Stanley’s salespeople had advised certain clients that auction rate securities were [...] [...]

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