by admin Published: May 24,2010
Federal regulators said Monday they are looking at whether big trading firms abandoned the market during the massive sell-off on May 6 rather than providing cash support required under law. Staff of the Securities and Exchange Commission said the possible retreat of big “liquidity providers” during the market plunge is an area of focus in the [...] [...]
by Amy Gillentine Published: November 25,2009
Despite Securities and Exchange Commission restrictions, a Colorado Springs businessman is seeking investment for one of his oil ventures — although this time he’s casting a much narrower net. Don Allen is avoiding SEC prohibitions that forbid him to act as a broker by seeking a single angel investor or a hedge fund group that is [...] [...]
by Rebecca Tonn Published: November 20,2009
SEC’s goal is for public companies to be in compliance by 2014 The Securities and Exchange Commission is inching closer to mandating the use of International Financial Reporting Standards for U.S. publicly traded companies. Eventually, public companies will be required to adopt IFRS, and most large private companies also will need to adopt them to stay competitive. Some [...] [...]
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