Securities Commission suspends license of Woodland Park securities firm
The Colorado Securities Commission suspended the license of Bottom Line Results, a Woodland Park-based securities and mortgage brokerage firm. Richard Roop, president of the company, also received a suspended license, according to Fred Joseph, securities commissioner. The order was based on a summary suspension action initiated by the division staff in May. [...]
A Colorado publishing company and its owner have been sanctioned by the state’s Securities Commission. Katana Financial Group and Adam Dennis Paplow, both of Littleton, are accused of allegedly violating the securities registration and anti-fraud provisions of the Colorado Securities act, said Commissioner Fred Joseph. The staff of the Colorado Division of Securities said that [...]
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