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Springs-based HEI Resources wins state court battle

After a four-year challenge, Colorado Springs-based oil and gas exploration company HEI Resources Inc. received a favorable judgment from Denver District Court. The Securities Commission filed the suit to expand its regulatory authority by designating interests in joint -venture partnerships as securities, despite contrary rulings by a federal district court, the Colorado Securities Board, and… Continue Reading Springs-based HEI Resources wins state court battle

China, the biggest buyer of U.S. Treasury debt, increased its holdings in May for the second straight month, after five months of declines. Total foreign holdings of Treasury securities also rose, as Japan and the United Kingdom, the second and third-largest overseas owners of Treasurys, boosted their stockpiles. China’s U.S. debt holdings increased $7.3 billion… Continue Reading China boosts holdings of US Treasury securities

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Merrill Lynch settles with securities division

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Merrill Lynch agreed to stop using unlicensed brokers to sell securities in Colorado and to establish a trade monitoring system that makes sure its salespeople are licensed in the state. The agreement is part of a settlement between the brokerage firm and the Colorado Division of Securities, after the division claimed the firm allowed their… Continue Reading Merrill Lynch settles with securities division

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